The Compliance Library contains a collection of publications, webinars, and other resources regarding compliance.
Compliance Library
Overview
Guidance and Resources
Compliance Program Guidance (with Addendums A and B)
Compliance Program Review Module (updated June 2026)
Please note: Do not send the completed Module to OMIG unless specifically requested by OMIG to do so.
Compliance Program Self-Assessment Form
Compliance Program Requirements Frequently Asked Questions
Archived Module (Please note, the updated version above is to be used for any CPR submissions submitted July 6, 2026 and going forward.)
Compliance Program Review Module (archived June 2026)
Compliance-Related Medicaid Update Articles
Office of the Medicaid Inspector General to Initiate Compliance Program Reviews, March 2023 Volume 39 - Number 6: (Web), (Interactive PDF) or (Print-Ready PDF).
Office of the Medicaid Inspector General Issues Guidance on Compliance Programs, Self-Disclosure and Medicaid Managed Care Fraud, Waste and Abuse Prevention Program Regulations, February 2023 Volume 39 - Number 5: (Web), (Interactive PDF) or (Print-Ready PDF)
Mandatory Compliance Requirements, December 2022 Volume 38 - Number 14: (Web), (Interactive PDF) or (Print-Ready PDF)
Compliance-Related Laws and Regulations
Social Services Law (SOS) § 363-d and 18 NYCRR SubPart 521-1 govern New York State Medicaid compliance program requirements.
The current version of SOS § 363-d can be found by selecting the link for "Laws of New York" followed by SOS Social Services at: https://public.leginfo.state.ny.us
The current version of 18 NYCRR SubPart 521-1 can be found at: https://omig.ny.gov/information-resources/laws-and-regulations
New York State Laws and Regulations
Social Services Law § 145
Social Services Law § 145-b
Social Services Law § 145-c
Social Services Law § 363-d
Social Services Law § 366-b
Labor Law § 740
Labor Law § 741
State Finance Law §§ 187-194
Penal Law Article 175
Penal Law Article 176
Penal Law Article 177
18 NYCRR Part 521
Federal Statutes and Regulations
42 USC § 1396a(a)(68)
31 USC §§ 3729-3733
31 USC Ch. 38
Additional Compliance Information and Resources