Audit Protocols Archive

Archived Audit Protocols

For historical reference and review, this page provides access to archived OMIG audit protocols that are no longer active.

To view current audit protocols, please visit the Audit Protocols page


Department of Health (DOH) Project TypePublished Date(s)
Assisted Living Program (ALP) Protocol11/22/2013, 3/10/2017, 11/20/2025
Certified Home Health Agency (CHHA) Protocol02/14/2013, 04/30/2013, 09/02/2014, 4/27/2016
Consumer Directed Personal Assistance Program (CDPAP) Protocol01/16/2018
Dental Protocol10/01/2014
Diagnostic & Treatment Center (DTC) Services Protocol06/14/2013, 03/14/2018
Durable Medical Equipment Protocol06/14/2013, 06/17/2020, 11/15/2024
Early Intervention (EI) Program Protocol01/07/2020
Health Home (Adults) Protocol05/31/2023
Hospice Protocol03/29/2017, 03/14/2019
Hospital Outpatient Department (OPD) Emergency Room/Clinic Services Protocol02/25/2013, 04/30/2013
Hospital Outpatient Department (OPD) Ordered Ambulatory - Laboratory Services Protocol02/25/2013, 04/30/2013
Hospital Outpatient Department (OPD) Ordered Ambulatory Services - Other Than Laboratory Protocol02/25/2013, 04/30/2013, 03/29/2017
Independent Provider for Private Duty Nursing Protocol06/03/2016, 10/29/2024
Licensed Home Care Services Agency (LHCSA) for Private Duty Nursing Protocol12/08/2016, 10/29/2024
Long Term Home Health Care Program (LTHHCP) Protocol09/27/2013, 11/14/2014, 02/15/2017
Nursing Home Transition and Diversion Waiver (NHTD) Protocol07/10/2017, 07/18/2025
Personal Care Aides (PCA) Protocol05/02/2014, 05/11/2015
Pharmacy Protocol05/02/2013
Transportation Ambulette Protocol03/31/2020
Transportation Taxi/Livery Protocol04/30/2013, 06/17/2020
Traumatic Brain Injury (TBI) Protocol07/03/2015
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Office of Addiction Services and Supports (OASAS) Project TypePublished Date(s)
Inpatient Chemical Dependence Rehabilitation Services Protocol05/09/2013, 02/27/2017
Substance Use Disorder Outpatient Programs Protocol (formerly ‘Chemical Dependence Services Protocol’)05/09/2013, 04/19/2017, 11/15/2018, 9/25/2024
Opioid Treatment Programs (OTP) Protocol08/01/2018, 03/11/2020, 9/25/2024
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Office of Mental Health (OMH) Project TypePublished Date(s)
Community Rehabilitation Services for Adults04/30/2013, 05/20/2016
Rehabilitative Services - Family-Based Treatment (0268) Protocol08/29/2013
Comprehensive Psychiatric Emergency Programs (CPEP) Protocol05/23/2013
Intensive Psychiatric Rehabilitation Treatment Protocol 08/12/2015
Clinic Treatment Services Protocol08/12/2015
SED Services Family Support Services Protocol06/21/2017
SED Services Individualized Care Coordination (ICC) Protocol06/21/2017
SED Services Respite Services Protocol06/21/2017
SED Services Skill Building Services Protocol06/21/2017
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Office for People With Developmental Disabilities (OPWDD) Project TypePublished Date(s)
Day Habilitation Protocol03/29/2013, 05/02/2013, 08/26/2016
Day Treatment Protocol03/29/2013
IRA Residential Habilitation Protocol03/29/2013, 05/02/2013, 08/26/2016
Medicaid Service Coordination Protocol05/15/2013, 06/13/2016, 10/02/2018
Prevocational Services Protocol02/04/2015
Supported Employment Protocol (prior to 7/1/15)02/04/2015, 03/24/2015
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